HISTORY AND MISSION

Stan Mok founded Mok Capital Management as a registered investment advisory firm in March of 1997. Nearly twenty years in the securities brokerage industry had convinced Stan that there had to be a better way to serve his clients. He was tired of "research" that recommended stocks of large investment banking clients, of poor brokerage products, and incentives that were inconsistent with the needs of his clients.

Stan's dream was to provide personalized financial planning and portfolio management, for a reasonable fee, without any agenda other than to help build his client's assets in the manner most consistent with their goals, appetite for risk, and personal needs.

Stan recognized that the essence of our business is trust. The kind of trust you display when you place your hard-earned dollars with us. We take that trust very seriously. In return we give you our commitment to always treat you, our clients, as we would want to be treated.

Our Client Commitment

• We will listen closely to you to understand your goals, objectives and concerns.
• We will be frank with you at all times.
• We will treat your money with the same level of care as we treat our own.
• We will work hard to preserve your capital and maximize your returns.
• We will provide you with timely reports on our performance.
• We will confer with you regularly to keep abreast of changes in your life, and the effect of those changes on your finances, goals and objectives.

We think our success is best measured in the high loyalty and retention rates of our clients, and in the referrals and additional funds we receive from our clients. See Client Satisfaction.